Announced moments ago on Twitter and earlier today in a press release, Securities and Exchange […]
Category: SEC
SEC Sues Marcum Partner Who Thinks Reviewing the Engagement Team’s Work Is For Chumps
The ghost of SPAC past continues to haunt Marcum, this time it’s administrative and cease-and-desist […]
SEC OCA Seeks PAF
The Securities and Exchange Commission (SEC) Office of the Chief Accountant (OCA) is accepting applications […]
Y’all Probably Need to Cool It on Sharing Exam Answers For the Time Being
SEC Chief Accountant Paul Munter was interviewed by WSJ‘s Mark Maurer the other day and […]
The SEC Has Released Its Enforcement Action Totals For 2023, Will Have to Try Harder Next Year
The Securities and Exchange Commission has released its enforcement action totals for 2023 and while […]
Prager Metis Just Got Thoroughly Boned By the SEC For Hundreds of Independence Violations
It’s not every day you get to witness a firm getting hit with HUNDREDS of […]
The SEC Has Charged Marcum’s Former National Assurance Services Leader With Being Ass at His One Job
The SEC’s rock-hard justice boner for Marcum continues, this time it’s charges against the firm’s […]
SEC Nabs Its First NFT Case, Commissioner Peirce Won’t Be Throwing a Party
Yesterday the SEC announced charges against Impact Theory, LLC, a media and entertainment company headquartered […]
The SEC Did Not Appreciate Crowe UK Putting Total Noobs on the Audit of a Shady Company
A couple days ago the SEC charged Crowe U.K. LLP, its CEO Nigel Bostock, and […]
EY’s Top In-House Lawyer Just Quit
EY US Vice Chair & General Counsel Ann Cook is saying goodbye to the firm […]
The SEC Charges and Then Trolls Crypto Exchange Binance
Who needs an entire article about the SEC filing 13 charges against crypto exchange Binance […]
SEC Enforcement Released Its Greatest Hits for FY 2022
The SEC Division of Enforcement cracked a lot of skulls in fiscal 2022, as it […]